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APPROVAL OF PENDING                        APPROVAL GIVEN TO INITIATE OR
                     LITIGATION SETTLEMENTS                           INTERVENE IN LITIGATION
                      (GOV. CODE, § 54957.1(a)(3)                      (GOV. CODE, § 54957.1(a)(2))

                When Generally:                                 Before Action Has Been Commenced:

                After settlement is final                       What to Report:

                If Legislative Body Action Finalizes:           1)  direction to initiate/intervene given;
                                                                2)  voting tally;
                What to Report:                                 3)  the action, defendants, and other particulars to
                                                                   be disclosed only:
                1)  the acceptance action;                         a)  upon inquiry; and,
                2)  voting tally;                                  b)  once action formally commenced, unless
                3)  substance of agreement.                          disclosure jeopardizes process service/
                                                                     conclusion of settlement negotiations.
                When to Report:                                   When to Report:

                1)  after closed session;                       1)  after closed session;
                2)  in open session;                            2)  in open session;
                3)  during same meeting.                        3)  during same meeting.

                If Other Party or Court Finalizes:              After Action Formally Commenced:
                                                                If Disclosure Does Not Jeopardize Service of
                What to Report/Disclose:                        Process/Existing Settlement Negotiations:

                                                                What to Disclose:
                1)  no report is required; however, after the
                   agreement is finalized by the other party or   1)  the approval action;
                   the court, and upon inquiry by any person,   2)  voting tally;
                   disclose:                                    3)  defendant(s);
                   a)  the fact of approval action;             4)  other particulars, presumably including
                   b)  voting tally;                               substance of litigation.
                   c)  substance of agreement.                    When to Disclose:

                When to Disclose:                               1)  upon inquiry.

                                                                If Disclosure Jeopardizes Service of Process/
                1)  As soon as other party informs legislative   Existing Settlement Negotiation Conclusion:
                   body of its approval and upon inquiry.
                                                                What to Disclose:

                                                                1)  No disclosure required until process served/
                                                                   settlement negotiations concluded.

                                                                   Thereafter, disclose:
                                                                   a)  the approval action;
                                                                   b)  voting tally;
                                                                   c)  defendant(s);
                                                                   d)  other particulars, presumably including
                                                                     substance of litigation.

                                                                When to Disclose:

                                                                1)  No disclosure required until process served/
                                                                   settlement negotiations concluded; thereafter,
                                                                   disclosure required only upon inquiry.




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